FOREX RULES ARE CONSTANTLY CHANGING. THE REGULATORS ARE AGRESSIVELY PROSECUTING AND FINING VIOLATORS.
LET US BE YOUR FIRM'S FINANCIAL OPERATIONS, COMPLIANCE AND REGISTRATION TEAM. WE INTERFACE WITH YOUR STAFF AS THOUGH WE ARE IN-HOUSE AT A FRACTION OF THE COST!
LET US BE YOUR FIRM'S FINANCIAL OPERATIONS, COMPLIANCE AND REGISTRATION TEAM. WE INTERFACE WITH YOUR STAFF AS THOUGH WE ARE IN-HOUSE AT A FRACTION OF THE COST!
- NFA/CFTC REGISTRATIONS, ALL CATEGORIES
- SWAP DEALER REGISTRATION
- CUSTOMIZED COMPLIANCE MANUALS
- DEVELOP INDIVIDUAL FIRM AML POLICY
- PREPARATION OF PRIVACY ACT POLICY
- DISASTER RECOVERY/BUSINESS CONTINUITY
- ONLINE ACCOUNTING
- PREPARE 1FR
- NET CAPITAL COMPUTATION
- PREPARE CTA DISCLOSURE DOCUMENTS
- AML AUDITS
- NFA PREAUDIT
- IB/BRANCH AUDITS
- PROMOTIONAL MATERIAL REVIEW
- FUND ACCOUNTING
